CFD Disclosure Rules FSA Regulations

CFD Disclosure Rules

CFD Disclosure Rules Updated by FSA

The FSA recently passed new disclosure regulations to bring new transparency to the markets and CFD holdings. Here is an excerpt from a recent article on this:
______________________

The Financial Services Authority (FSA) has brought forward new rules that will force some investors to disclose stakes they have been secretly building in listed companies in its latest attempt to calm the markets by increasing their transparency.

The rules, which require an investor holding more than 3 per cent of a company’s equity through complex derivatives contracts to disclose their stakes, were to be introduced in September. source

Related to CFD Disclosure Rules FSA Regulations

• Westgate Capital Management LLC James Nicholson Fraud
• Mark Bloom North Hills Management LLC Fraud Case
• Steven Walsh & Paul Greenwood Futures Fraud Case
• Daren Palmer Ponzi Scheme Fraud Case Notes
• Sir Allen Stanford Fraud Case SEC Charges
• Bernard Madoff Case & Hedge Fund Fraud
• FINRA Broker Check
• Investment Regulations Careful What you Wish For
• Hedge Fund Compliance Notes White House Hate Mail + New Regulations
• Hedge Fund Offering Documents Private Placment Memorandum

Tags: CFD Disclosure Rules, CFD Disclosures, FSA CFD Disclosure Rules, FSA Disclosure Rules, Financial Services Authority FSA, (FSA), FSA Regulations, CFD Regulations, CFD and the FSA