Brokerage Operations

Brokerage Operations Definition

(1) In an investment management business, the collection of processes and procedures associated with account set-up, portfolio accounting, record keeping, portfolio rebalancing, trading, and related systems support.

(2) A business unit that offers clients assistance with operations related issues, such as investment account set-up, portfolio adjustments, systems support, and trading. Also called simply "Ops."

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Tags: Brokerage Operations, Securities Operations, Investment Operations, Fund Operations, Hedge Fund Operations, Asset Management Operations, Money Management Operations