Investment Advisers Act Compliance
Compliance with the Investment Advisers Act Conference
Just over a month ago, the Dodd-Frank Act was signed into law. The law requires private equity and hedge fund managers with over $150 million in AUM (or $100 million if advising any separately managed accounts) to register under the Investment Advisers Act, implement policies and procedures as provided in a compliance manual and appoint a chief compliance officer.
Who should attend?
- CFOs and COOs of private equity and hedge fund managers
- In-house counsel and chief compliance officers
- Attorneys seeking to broaden legal practices
- Other service providers to fund managers
What will you learn?
This day-long seminar is a unique, hands-on training led by a distinguished panel of compliance officers, attorneys and former regulators. Not only will you develop a solid understanding of the law and its impact on private equity and hedge fund managers, but also receive practical advice on how to prepare for compliance, how to draft and file required documents, and how to draft and implement a compliance manual. You will come away from this seminar with a detailed, step-by-step plan to ensure compliance with the Investment Advisers Act.
Specifically you will learn:
- What is the new law?
- Who is impacted?
- What are the filing requirements?
- What is the role of the CCO (Chief Compliance Officer)?
- How to navigate IARD
- How to file Form ADV
- How to understand, draft and implement a compliance manual
When can I attend the conference?
The conference takes place across several cities in the United States from September to November with two opportunities to attend the conference in New York City:
New York 09/23/10
Chicago 09/30/10
San Francisco 10/05/10
Los Angeles 10/07/10
Boston 10/14/10
Greenwich 10/21/10
Miami 10/28/10
Dallas 11/04/10
Washington D.C. 11/11/10
New York 11/18/10
Registration
You can receive a $300 discount if you register one month prior to each seminar. To register for this conference visit WWW.SAGETREESEMINARS.COM
