SEC Organization Overview | Definition | Who are they?

SEC Organization Overview

SEC Organization Overview | Definition

Securities and Exchange Commission. An organization created by an act of Congress, entitled the "Securities Exchange Act of 1934." The SEC is an independent bipartisan, quasi-judicial agency of the US Government. The laws administered by the Commission relate in general to the field of securities and finance and seek to provide protection for investors and the public in their securities transactions.

For more information, see the SEC web site.

For over 1,000 additional terms and definitions please see our Investment Glossary Guide.

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